-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F8mFmMrCzhzsxf5W0P/yQBg1HLg3wrjKHZyZ1RJ/s6gRH4r3E46OSvG5X4CFSZ8x +uQxkI5/tnUCBrjAUbh43w== 0001047469-98-005333.txt : 19980217 0001047469-98-005333.hdr.sgml : 19980217 ACCESSION NUMBER: 0001047469-98-005333 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELERITY SYSTEMS INC CENTRAL INDEX KEY: 0001006459 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 621519238 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52573 FILM NUMBER: 98533940 BUSINESS ADDRESS: STREET 1: 9051 EXECUTIVE PARK DR STREET 2: SUITE 400 CITY: KNOXVILLE STATE: TN ZIP: 37923 BUSINESS PHONE: 4235395300 MAIL ADDRESS: STREET 1: 9051 EXECHUTIVE PARK DRIVE SUITE 302 CITY: KNOXVILLE STATE: TN ZIP: 37923 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCRUGGS FENTON CENTRAL INDEX KEY: 0001055172 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O CELERITY SYSTEMS INC STREET 2: 9051 EXECUTIVE PARK DR #302 CITY: KNOXVILLE STATE: TN ZIP: 37923 BUSINESS PHONE: 4235395300 MAIL ADDRESS: STREET 1: C/O CELERITY SYSTEMS INC STREET 2: 9051 EXECUTIVE PARK DR #302 CITY: KNOXVILLE STATE: TN ZIP: 37932 SC 13G 1 SCH13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G Under the Securities Exchange Act of 1934 Celerity Systems, Inc. -------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share ------------------------------------------------------------- (Title of Class of Securities) 15100R 10 7 ------------------------------------------------------------------- (CUSIP Number) (Continued on following pages) (Page 1 of 5 Pages) CUSIP No. 15100R 10 7 13G Page 2 of 5 Pages 1 Name of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Fenton Scruggs - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 277,915 Beneficially -------------------------------------------------- Owned by 6 Shared Voting Power Each 0 Reporting -------------------------------------------------- Person With 7 Sole Dispositive Power 277,915 -------------------------------------------------- 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 277,915* - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* /X/ - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 6.8% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IN - -------------------------------------------------------------------------------- * Does not include 60,000 shares owned by adult children of Dr. Scruggs as to which he disclaims beneficial ownership. CUSIP No. 15100R 10 7 13G Page 3 of 5 Pages Item 1(a). Name of Issuer: Celerity Systems, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: c/o Celerity Systems, Inc., 9051 Executive Park Drive, Suite 302, Knoxville, Tennessee 37923 Item 2(a). Name of Person Filing: Fenton Scruggs Item 2(b). Address of Principal Office, or if None, Residence: c/o Celerity Systems, Inc., 9051 Executive Park Drive, Suite 302, Knoxville, Tennessee 37923 Item 2(c). Citizenship: United States of America. Item 2(d). Title of Class of Securities: Common Stock, par value $.001 per share. Item 2(e). CUSIP Number: 15100R 10 7 Item 3. Because this Statement is not Filed Pursuant to Rules 13d-1(b) or 13d-2(b), this Item Is: Not Applicable. CUSIP No. 15100R 10 7 13G Page 4 of 5 Pages Item 4. Ownership: The following information is as of December 31, 1997: (a) Amount Beneficially Owned: 277,915 (b) Percent of Class: 6.8% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 277,915 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 277,915 (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of a Group: Not Applicable. Item 9. Notice of Dissolution of Group: Not Applicable. Item 10. Certification: Not Applicable. CUSIP No. 15100R 10 7 13G Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 10, 1998 /s/ Fenton Scruggs -------------------- FENTON SCRUGGS -----END PRIVACY-ENHANCED MESSAGE-----